AML Policy | RegShield Compliance Advisory

RegShield|Institutional Trust Design System

FinProm Inspector EUAI Act Vendor Diligence

🇬🇧 FCA🇺🇸 SEC / FINRA🇪🇺 ESMA

Buy me a coffee

Institution Profile

Legal Entity / Trading Name

Regulated Sector / Institution Type

Primary Governing Jurisdiction & Legal Framework

Operating Headcount & Compliance Footprint

Primary Customer Classification

Retail Individuals (B2C)Corporate / Commercial Entities (B2B)Trusts & Complex Corporate VehiclesInstitutional Clients & Financial Counterparties

Customer Geographies & Exposure

Domestic / Local Market OnlyEEA / FATF Equivalent CountriesFATF High-Risk Jurisdictions / Grey-List Countries (Enhanced Exposure)

Politically Exposed Persons (PEP) & Sanctions Exposure

Delivery & Onboarding Channel

Accepted Payment Rails & Channels

Domestic Bank Wire (SEPA, ACH, Faster Payments)International Wire (SWIFT / Cross-Border)Credit / Debit Card ProcessingDigital Assets / On-Chain Crypto TransfersCash / Prepaid Instruments

Typical Transaction Value & Velocity

Firm Risk Appetite

Automated Suspicious Activity (SAR/STR) Triggers

Structuring / Smurfing Threshold TriggersRapid Movement / Pass-Through Velocity RulesHigh-Risk Geo-IP & VPN / Proxy DetectionAdverse Media & Sanctions Screening Alerts

Designated Compliance Governance Function

Specific Business Model & Transaction Flow Notes

Configure your institution's compliance parameters on the left

Submit your operational profile to instantly generate an audit-ready AML, CTF, and KYC framework calibrated to FATF, 6th AMLD, and BSA standards.